Regulation, controls
and disclosures.

How Guildwell approaches regulatory obligations, client protection, financial crime risk and operational resilience across its businesses.

Regulatory Status & Service Providers

Our regulated entities, registrations and the providers supporting Guildwell services.

How client assets, funds and transaction controls are protected across services.

Risk-based onboarding, screening, transaction monitoring and ongoing review.

How Guildwell protects systems, information and critical financial services.

How Guildwell assesses risk and oversees the providers supporting its services.

How Guildwell collects, uses, protects, shares and retains personal information.

How concerns are received, investigated, resolved and escalated.

How Guildwell promotes responsible conduct, manages conflicts and provides channels to raise concerns.